Account Types

Account Types


Plimoth Investment Advisors helps your business 
and your employees...

 

 
How Plimoth Investment Advisors Can Help Your Business
Most solutions offering Employee Benefit Services will assist your business with Plan Administration, offer your employees a vast array of investment options, and provide you with employee communication, customer service and client administration. However, how many solutions will take care of all your compliance concerns?
 

As an Investment Advisor with discretion over the plan's investments, we act as an ERISA Section 3(38) fiduciary offering "safe harbor" protection for plan sponsors by relieving them of responsibility and potential liability associated with investing plan assets.
 

We offer prudent practices to employers with services that take care of you:

  • Plan design and consulting
  • Fiduciary Support and Investment Services
  • Communication and Education
  • Compliance
  • Coordination with Recordkeepers/Third Party Administrators
  • Investment Policy Statement
     

How Plimoth Investment Advisors Can Help Your Employees

Plimoth Investment Advisors provide managed investment options covering objectives ranging from conservative to aggressive. Ongoing assistance is provided to your employees through employee meetings that cover plan provisions, enrollment, investment education as well as an overview of the voice response and web access options (through our third party administrator alliances). In addition, an informative quarterly investment newsletter written by our in-house investment experts is uploaded onto the plan’s website.

 Investment Management:

 

401(k) Participant Directed Plans feature:
  • Asset Allocation Portfolio Models Covering Broad Risk Spectrum
  • Mutual Fund Selection Process
  • Ongoing Fund Review
  • Experienced Investment Professionals
  • Employee Education

Our investment professionals will regularly review the mutual funds on its approved list for continued suitability as individual investment options in the plan and within the Managed Goal asset allocation models created and managed by us. Plimoth Investment Advisors will make sure your investments include a safe harbor option for your employees. 
 

Cash Balance, Defined Benefit, Profit Sharing Plans feature:

  • Disciplined Quality Orientation
  • Ongoing Portfolio Review
  • Experienced Investment Professionals
  • Equity Selection Process
  • Fixed Income Selection Process

When it comes to managing clients' assets, we employ a disciplined investment strategy tailored to meet the specific needs of each client. We have created five strategies that range from maximizing income to maximizing growth.  However, we may find a particular client who requires a portfolio somewhere between these strategies and in these cases we blend the strategies to create a customized portfolio.

Plimoth Investment Advisors has several policies and practices in place to ensure that our clients' portfolios are being managed in accordance with its investment policy and our invesment philosophy. While our portfolio managers are charged with the ongoing responsibility of managing and reviewing client portfolios, we have a Trust and Investment Committee that reviews our group's trading activity on a monthly basis to ensure adherence to our investment discipline and operational/administrative procedures. Each individual account is also reviewed to ensure adherence to its specific guidelines.

For more information on Employee Benefit services call Justin Jeffrey at 508-591-6204 or Lucia Rebelo at 508-742-4714 or email employeebenefits@pliadv.com.

 

 

38 Resnik Road, Plymouth, MA 02360   |   508-747-6596

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Investment products provided:

  Are Not Bank Guaranteed     Are Not FDIC or DIF Insured     May Lose Value